Training Module

Audit Execution: Communication & Interviewing

Learn the skills for effective interview planning, questioning, and conversation control for reliable audit evidence

Training Module

Audit Execution: Communication & Interviewing

Learn the skills for effective interview planning, questioning, and conversation control for reliable audit evidence

Training Module

Audit Execution: Communication & Interviewing

Learn the skills for effective interview planning, questioning, and conversation control for reliable audit evidence

Auditor conducting a focused interview in a professional setting, illustrating audit execution through structured communication, targeted questioning, and evidence-based interviewing.

Do your audit interviews often drift, missing crucial evidence or creating unnecessary tension?

Master practical communication techniques and structured interviewing methods to conduct disciplined, evidence-seeking conversations.

Auditor conducting a focused interview in a professional setting, illustrating audit execution through structured communication, targeted questioning, and evidence-based interviewing.

Do your audit interviews often drift, missing crucial evidence or creating unnecessary tension?

Master practical communication techniques and structured interviewing methods to conduct disciplined, evidence-seeking conversations.

Auditor conducting a focused interview in a professional setting, illustrating audit execution through structured communication, targeted questioning, and evidence-based interviewing.

Do your audit interviews often drift, missing crucial evidence or creating unnecessary tension?

Master practical communication techniques and structured interviewing methods to conduct disciplined, evidence-seeking conversations.

Training module overview

Training module overview

Training module overview

Audit interviews are pivotal moments that shape both the evidence gathered and the auditee's engagement. This module tackles the common issue of unstructured conversations that can lead to missed information or strained relationships. Participants will develop practical interview discipline, learning to prepare with clear evidence intent, employ precise questioning, manage conversational dynamics, and objectively document outcomes, all while maintaining professional distance and respectful interaction.

Audit interviews are pivotal moments that shape both the evidence gathered and the auditee's engagement. This module tackles the common issue of unstructured conversations that can lead to missed information or strained relationships. Participants will develop practical interview discipline, learning to prepare with clear evidence intent, employ precise questioning, manage conversational dynamics, and objectively document outcomes, all while maintaining professional distance and respectful interaction.

Applicable environments

This module is applicable to auditing across all ISO-based management systems. The principles and methods taught here are independent of any specific standard and focus on how to plan, conduct, and report audits effectively.

Target audience

Target audience

Target audience

  • Aspiring auditors who want to audit management systems following best practices

  • Practising management system auditors who want to strengthen their audit knowledge, judgement, and effectiveness

Decision support

Is this module for you?

It is a good fit if you…

  • conduct audit interviews and want more reliable, usable evidence.

  • experience interviews drifting into informal conversations.

  • struggle to balance rapport, professional distance, and control.

  • face resistance, defensiveness, or senior stakeholders during audits.

  • want interviews to consistently support audit conclusions.

  • conduct audit interviews and want more reliable, usable evidence.

  • experience interviews drifting into informal conversations.

  • struggle to balance rapport, professional distance, and control.

  • face resistance, defensiveness, or senior stakeholders during audits.

  • want interviews to consistently support audit conclusions.

If most of the points above apply, this module is likely a good fit.

It may not be the best fit if you…

  • already conduct disciplined, evidence-driven interviews under pressure.

  • are not involved in audit execution or interviewing.

  • are primarily looking for judgement, sampling, or audit planning foundations.

  • want negotiation, coaching, or facilitation training rather than audit interviewing.

  • already conduct disciplined, evidence-driven interviews under pressure.

  • are not involved in audit execution or interviewing.

  • are primarily looking for judgement, sampling, or audit planning foundations.

  • want negotiation, coaching, or facilitation training rather than audit interviewing.

Agenda

Agenda

Agenda

  • The auditor’s communication role in execution

  • Preparing interviews with intent

  • Opening and structuring the conversation

  • Questioning techniques for reliable information

  • Managing dynamics and difficult behaviours

  • De-escalation and recovery moves

  • Managing time pressure while maintaining completeness

  • Effective and efficient note-taking structures

  • Case-based workshop

Show detailed agenda...

  • The auditor’s communication role in execution

  • Preparing interviews with intent

  • Opening and structuring the conversation

  • Questioning techniques for reliable information

  • Managing dynamics and difficult behaviours

  • De-escalation and recovery moves

  • Managing time pressure while maintaining completeness

  • Effective and efficient note-taking structures

  • Case-based workshop

Show detailed agenda...

  • The auditor’s communication role in execution

  • Preparing interviews with intent

  • Opening and structuring the conversation

  • Questioning techniques for reliable information

  • Managing dynamics and difficult behaviours

  • De-escalation and recovery moves

  • Managing time pressure while maintaining completeness

  • Effective and efficient note-taking structures

  • Case-based workshop

Show detailed agenda...

Learning outcomes

Learning outcomes

Learning outcomes

Key outcomes

  • Prepare audit interviews with clear purpose, defined boundaries, and specific evidence targets

  • Employ effective questioning techniques to enhance the reliability of information obtained

  • Manage conversational dynamics and challenging behaviours professionally without escalation

  • Prepare audit interviews with clear purpose, defined boundaries, and specific evidence targets

  • Employ effective questioning techniques to enhance the reliability of information obtained

  • Manage conversational dynamics and challenging behaviours professionally without escalation

Additional capabilities

  • Open and structure interviews to maintain productivity and professionalism

  • Maintain rapport while preserving professional distance and avoiding informality bias

  • Document interview outcomes objectively, noting any limitations affecting evidence strength

  • Open and structure interviews to maintain productivity and professionalism

  • Maintain rapport while preserving professional distance and avoiding informality bias

  • Document interview outcomes objectively, noting any limitations affecting evidence strength

Additional benefits

Additional benefits

Additional benefits

Learning materials

  • Slide deck

  • Participant workbook

Templates & tools

Practical, reusable artefacts to apply the module directly to your organisation.

  • Audit interview plan (purpose, scope, evidence targets, sequencing)

  • Interview agenda template (opening, flow, timeboxes, close)

  • Question development worksheet (weak → strong question rewrites)

  • Interview evidence log (statements, observations, source, confidence/limits)

  • Interview summary sheet (confirmed points, open points, follow-ups)

  • Behavioural response guide (common patterns and response moves)

  • Mini-scenario pack for continued practice

  • Audit interview plan (purpose, scope, evidence targets, sequencing)

  • Interview agenda template (opening, flow, timeboxes, close)

  • Question development worksheet (weak → strong question rewrites)

  • Interview evidence log (statements, observations, source, confidence/limits)

  • Interview summary sheet (confirmed points, open points, follow-ups)

  • Behavioural response guide (common patterns and response moves)

  • Mini-scenario pack for continued practice

Confirmation

  • Certificate of completion

Module ID

HAM-AG-AC-02

Domain

Audience

Auditor

Language

English

Delivery

Live virtual

Duration

7 h

List price

CHF 550

Excl. VAT. VAT may apply depending on customer location and status.

Delivery & learning format

Delivery & learning format

Delivery & learning format

Virtual live teaching

This module is delivered live, with a strong focus on discussion, practical application, and direct interaction with the instructor.

Sessions work through realistic examples, clarify concepts in context, and apply methods directly to participants’ organisational realities.

Custom delivery options

For organisations with specific constraints or learning objectives, the module can be adapted in format or scope, including in-house delivery and contextualised case material.

Not sure if this module is right for you?

Not sure if this module is right for you?

Not sure if this module is right for you?

Send a short message and describe your context.

For an optimal learning experience

Preparation guidance

This module is designed as part of a modular training approach. Topics are deliberately distributed across modules and are not repeated in full, in order to avoid unnecessary redundancy. Each module is self-contained and can be taken on its own. Where prior knowledge or experience is helpful, this is indicated below so you can decide whether any preparation is useful for you.

For an optimal learning experience

Preparation guidance

This module is designed as part of a modular training approach. Topics are deliberately distributed across modules and are not repeated in full, in order to avoid unnecessary redundancy. Each module is self-contained and can be taken on its own. Where prior knowledge or experience is helpful, this is indicated below so you can decide whether any preparation is useful for you.

For an optimal learning experience

Preparation guidance

This module is designed as part of a modular training approach. Topics are deliberately distributed across modules and are not repeated in full, in order to avoid unnecessary redundancy. Each module is self-contained and can be taken on its own. Where prior knowledge or experience is helpful, this is indicated below so you can decide whether any preparation is useful for you.

Assumed background

This module assumes participants can already:

  • Explain the purpose of audits and the auditor role in execution

  • Distinguish interview input (statements) from evidence and auditor interpretation at a basic level

  • Understand the general flow of an internal audit and common audit terminology

Familiarity with ISO 19011 guidance is helpful but not required.

This module assumes participants can already:

  • Explain the purpose of audits and the auditor role in execution

  • Distinguish interview input (statements) from evidence and auditor interpretation at a basic level

  • Understand the general flow of an internal audit and common audit terminology

Familiarity with ISO 19011 guidance is helpful but not required.

Preparatory modules

Foundational modules (depending on background)

Useful if you are new to the underlying concepts or want a shared baseline before attending this module.

Audit Foundations

Understand core audit mindset, evidence logic, materiality-based focus, and audit test plan design

7 h

Audit Foundations

Understand core audit mindset, evidence logic, materiality-based focus, and audit test plan design

7 h

Audit Foundations

Understand core audit mindset, evidence logic, materiality-based focus, and audit test plan design

7 h

Continuous learning

Follow-up modules

Continuous learning

Follow-up modules

Continuous learning

Follow-up modules

After completion of this module, the following modules are ideal to further deepen your competence. If you are looking for a structured learning path, modules can also be taken as part of a professional track.

Audit Reporting & Follow-up

Understand how to write evidence-based findings, structure audit reports, and follow up agreed actions to verified closure

Duration

7 h

List price

CHF 550

View module

Audit Reporting & Follow-up

Understand how to write evidence-based findings, structure audit reports, and follow up agreed actions to verified closure

Duration

7 h

List price

CHF 550

View module

Audit Reporting & Follow-up

Understand how to write evidence-based findings, structure audit reports, and follow up agreed actions to verified closure

Duration

7 h

List price

CHF 550

View module

Audit Programme Management

Understand audit programme governance, risk-informed audit portfolios, supplier audit integration, resourcing, and programme-level reporting

Duration

7 h

List price

CHF 550

View module

Audit Programme Management

Understand audit programme governance, risk-informed audit portfolios, supplier audit integration, resourcing, and programme-level reporting

Duration

7 h

List price

CHF 550

View module

Audit Programme Management

Understand audit programme governance, risk-informed audit portfolios, supplier audit integration, resourcing, and programme-level reporting

Duration

7 h

List price

CHF 550

View module

Supplier Audit Foundations

Plan and conduct supplier audits using contract-based criteria, evidence targets, and disciplined audit documentation

Duration

7 h

List price

CHF 550

View module

Supplier Audit Foundations

Plan and conduct supplier audits using contract-based criteria, evidence targets, and disciplined audit documentation

Duration

7 h

List price

CHF 550

View module

Supplier Audit Foundations

Plan and conduct supplier audits using contract-based criteria, evidence targets, and disciplined audit documentation

Duration

7 h

List price

CHF 550

View module

Third-party Auditing Context

Understand the accreditation–certification ecosystem, certification audit lifecycle, impartiality boundaries, and decision interfaces

Duration

7 h

List price

CHF 550

View module

Third-party Auditing Context

Understand the accreditation–certification ecosystem, certification audit lifecycle, impartiality boundaries, and decision interfaces

Duration

7 h

List price

CHF 550

View module

Third-party Auditing Context

Understand the accreditation–certification ecosystem, certification audit lifecycle, impartiality boundaries, and decision interfaces

Duration

7 h

List price

CHF 550

View module

Office scene with people standing, walking and sitting

Ready to improve your management systems?

We support continuous improvement by embedding ISO requirements into everyday practice and daily operations.

Office scene with people standing, walking and sitting

Ready to improve your management systems?

We support continuous improvement by embedding ISO requirements into everyday practice and daily operations.

Office scene with people standing, walking and sitting

Ready to improve your management systems?

We support continuous improvement by embedding ISO requirements into everyday practice and daily operations.